PATRIOT ACT - TRAIN EMPLOYEES
As a Compliance Officer, you are aware of the requirements to comply with AML regulations and your own organization’s policies. However, for a compliance program to be successful, it is critical that each employee be aware of and understand the policies and procedures that are relevant to their roles.
Tracking who is responsible for knowing each policy, whether they’ve read it, and having a basic level of confidence that they understand them is a challenging task. Proving to regulators that you have an effective awareness program in place is even more difficult.
HOW POLIVEC CAN HELP
The Polivec EGS Awareness Manager will help you manage this process by providing a complete solution to:
- Distribute policies and procedures to employees
- Record their acknowledgement that they have read each policy
- Test them on their comprehension
- Track who has not responded via reports and email reminders
The Awareness Manager integrates with the Policy Center providing a complete solution for policy development and awareness.
MORE INFORMATION
Polivec Anti-Money Laundering Solution
Polivec Enterprise Governance Solution
Solutions for the Financial Industry