PATRIOT ACT - APPOINT A COMPLIANCE OFFICER
One of the key requirements of the Patriot Act is the appointment of an AML Compliance Officer. Each organization must identify and register the name of the AML Compliance Officer, and that individual is responsible for managing all components of their organizations AML compliance program.
Once appointed the challenge for any Compliance Officer is how to manage and track compliance across the organization. Typically, the information needed to determine compliance posture is fragmented and difficult to obtain.
HOW POLIVEC CAN HELP
The key to success is real-time access to information related to your compliance program. Whether that is policy development, training, employee activities or monitoring, readily available and accurate information is critical.
Polivec EGS centralizes all of the information and activity related to your compliance program in a single system and gives Compliance Officers the dashboards and reports necessary to efficiently manage compliance.
MORE INFORMATION
Polivec Anti-Money Laundering Solution
Polivec Enterprise Governance Solution
Solutions for the Financial Industry