Compliance and Ethics professionals survey says: better technology tools would help
Friday, October 05, 2007
Posted in: IT
I just finished tabulating the results from an informal survey we did at our booth at last week's ECOA (Ethics and Compliance Officer Association) annual conference in LA.
The survey respondants said:
- Top Priority: operate within the prescribed rules
- The compliance function takes the lead in finding ways to streamline compliance-related activities, and the function usually enjoys a high place in the organization
- Better technology and reporting tools would help get the compliance and ethics job done but working relationships with the IT departments still have a way to go.
You can download the whole story, executive summary and results here:
http://www.polivec.com/index.php/whitepapers/post/ecoa_polivec_survey/